Informal Corporate Disclosure Under Federal Securities Law Informal Corporate Disclosure Under Federal Securities Law
by Ted Trautmann, J.D., and James Hamilton, J.D., LL.M.


Price Per Unit:



Add to Cart



Page Count:

295 pages


6" x 9" Perfect Bound

Pub. Date

May 2008

More Info: 888-224-7377
Have a Sales Rep Contact Me

Informal Corporate Disclosure Under Federal Securities Law examines the regulation of informal disclosure e.g., press releases, speeches, analyst conference calls, webcasts, and investor roadshows as distinguished from formal, highly structured disclosure in SEC filings.

The coverage includes discussion of federal securities law, rules and court decisions; self-regulatory organization rules for listed companies; and standards of practice prescribed by the National Investor Relations Institute (NIRI).

The 2008 edition includes new discussion of materiality principles governing quantitative financial disclosures, specifically the views expressed by the SEC Advisory Committee on Improvements to Financial Reporting. The new edition also examines litigation over the sufficiency of cautionary language in communications about new products under development. In addition, the work includes discussion of electronic shareholder forums, the state fiduciary duty to disclose facts in connection with a merger or other transaction requiring shareholder action, and securities fraud liability issues triggered by contract representations incorporated by reference into a proxy statement or other disclosure document.

Login  |  Learn More  |  View Demo

Login  |  Learn More  |  View Demo



Free Email Newsletter

Sign Up  |  Current  |  About

In Focus

Supreme Court Oral Argument in Materiality Case Notes Deference Due to SEC

Assistant U.S. Solicitor General Pratik Shah contended that the SEC is due significant deference based on its long-standing historical practice of applying the materiality standard and its special expertise with respect to what a reasonable investor would want to know.

Read More


CCH WorkDay

Insights into legislative activity, cases of note, and other breaking news.

Health Reform Talk

Insights and commentary on health reform.

John Arden's Trade Regulation Talk

A forum to discuss antitrust and trade regulation law.

Jim Hamilton's World of Securities Regulation

Commentary and musings about securities regulation.


CCH Financial Crisis News Center

Intended to provide the legal community and others with news and links to vital information on the current financial crisis.


CCH Employment Law NetNews

Weekly newsletter provides corporate counsel with need-to-know employment and labor law information.


  • ©2005-2024 CCH Incorporated or its affiliates